12/31/2024
Under this business arrangement, the top customer was able to utilise the vessels to provide bunkering services to its customers, which included another connected person of Coastal (Connected Person B).
12/27/2024
The Singapore High Court has recently provided helpful guidance to liquidators in charting out their duties and responsibilities
12/27/2024
A number of those CARs were fintechs who offered online trading platforms and crypto-based investment products that posed risks to retail clients.
12/24/2024
Lui was part of a team of Hong Kong-based traders who were fired more than five years ago for misrepresenting the nature of trading positions to a client.
12/23/2024
Equitise may apply to the Administrative Appeals Tribunal for a review of ASIC’s decision.
12/23/2024
Under the MOU, the two authorities have agreed to establish connectivity of the debt capital markets and the related financial market infrastructures between Hong Kong and the UAE,
12/20/2024
The final penalties by the SFC were roughly 80% lower than the fines proposed earlier by the Financial Supervisory Service as the commission deemed the banks’ violation of rules as unintentional
12/20/2024
The two sides followed up on items of cooperation raised at November’s high-level meeting and explored ways to further strengthen regulatory cooperation, enhance the mutual market access scheme
12/19/2024
Retail clients trading financial products, in this case, crypto derivative products, have important rights and consumer protections under Australian financial services laws.
12/16/2024
This development creates a limited window of opportunity for individuals interested in securing a Spanish Golden Visa under the current regulations.
12/16/2024
Between January 2020 and August 2024, HSBC received approximately 950 reports of unauthorised transactions, resulting in customer losses of about $23 million.
12/13/2024
The announcement on 9 December builds on a series of stimulus measures rolled out by China in recent months.
12/10/2024
The HKMA wishes to remind the public that banks will not send SMS or emails with embedded hyperlinks which direct them to the banks’ websites to carry out transactions.
12/09/2024
Lend NT and Ms Te Maro admitted that Lend NT contravened sections 29 and 32 of the National Credit Act by providing Drive Away Loans to consumers.
12/05/2024
During the meeting, the representatives discussed regional and domestic outlook and policy challenges
12/04/2024
We call on licensees to assess their own arrangements against the findings and prioritise where improvements may be required.
11/29/2024
Among the team's key players, David Nelson is recognised as a Leading Partner for his vast knowledge of debt financing transactions and margin lending.
11/29/2024
Speech by ASIC Commissioner Alan Kirkland at the Financial Advice Association Australia (FAAA) Congress, 28 November 2024.
11/29/2024
ASIC has played a significant role in developing the consultation reports in its role as chair of the Committee on Regulation of Market Intermediaries
11/29/2024
This innovative platform aims to support the local financial services industry, particularly small-to-medium financial institutions, in harnessing the potential of Generative Artificial Intelligence (GenA.I.) technologies.