04/09/2025
ASIC acted because it had reasonable grounds to believe that the AFS licensees, had authorised a financial adviser who gave personal advice to a retail client in relation to relevant financial products while the adviser was unregistered.
04/09/2025
Up until the end of March 2025, the Taskforce has received around 590 enquiries and cases from various industries through different channels, of which nearly 90% have been handled.
04/07/2025
We are honored to receive recognition for these landmark deals
04/03/2025
APRA has also increased the capital add-on applied to ANZ from $750 million to $1 billion.
04/03/2025
APRA and the RBA consider the use of the overnight standing facility by banks to be consistent with routine liquidity management activities.
04/02/2025
These new rules require large businesses and financial institutions to disclose information each year
03/28/2025
The FLP offers a unique opportunity for participants to engage in dialogue with top leaders in financial services and other sectors.
03/24/2025
Despite government subsidies, inflation pressures prompt speculation on interest rate hikes.
03/24/2025
HDFC will act as an agency bank and help source scheme deposits.
03/24/2025
The CDPP conducted a further review of the matter and determined that the charges against Ms Hutson should be discontinued.
03/21/2025
APRA currently supervises institutions holding around $9 trillion in assets for Australian depositors, policyholders and superannuation fund members.
03/20/2025
The review will cover the practices of seven lenders and pinpoint opportunities for improvement across the sector.
03/20/2025
ASIC does not collect payments to enable the release of funds or assets.
03/17/2025
Rachel has extensive experience in various corporate and capital markets matters
03/14/2025
Additionally, ASIC determined that Mr Surtenich lacked the necessary judgement and competence to be a financial adviser.
03/13/2025
The regulator said that Chocolate Finance and Allfunds comply with regulations requiring customer assets to be segregated and held by licensed, independent custodians
03/13/2025
Additionally, ASIC determined that Mr Surtenich lacked the necessary judgement and competence to be a financial adviser.
03/10/2025
The banning took effect from 4 March 2025.
03/07/2025
The proposals will ensure that APRA’s governance standards reflect contemporary best practice and establish clear benchmarks for regulated entities.
03/06/2025
Asset managers in Hong Kong are facing growing challenges in navigating the complex regulatory environment.