Managers of Wealth Asia Pacific

The Seventh Hong Kong-Switzerland Financial Dialogue

During the meeting, the representatives discussed regional and domestic outlook and policy challenges

ASIC signals ongoing work to maximise benefits of the reportable situations regime Background

We call on licensees to assess their own arrangements against the findings and prioritise where improvements may be required.

Ogier's Hong Kong team recognised for excellence in Legal 500's 2025 rankings

Among the team's key players, David Nelson is recognised as a Leading Partner for his vast knowledge of debt financing transactions and margin lending.

Promoting ongoing improvements in financial advice

Speech by ASIC Commissioner Alan Kirkland at the Financial Advice Association Australia (FAAA) Congress, 28 November 2024.

ASIC welcomes recent IOSCO reports outlining key developments for global market regulators

ASIC has played a significant role in developing the consultation reports in its role as chair of the Committee on Regulation of Market Intermediaries

HKMA Welcomes Launch of HKUST's InvestLM Generative A.I. Platform

This innovative platform aims to support the local financial services industry, particularly small-to-medium financial institutions, in harnessing the potential of Generative Artificial Intelligence (GenA.I.) technologies.

MAS issues Prohibition Orders against Mr Loh Sheng Yang for Cheating, Forgery and Acquiring Benefits of Criminal Conduct

This follows his conviction in the State Courts for cheating, forgery and acquiring benefits of criminal conduct.

ASIC update on maintenance of regulatory guides

To assist regulated entities in understanding the law, we publish updated regulatory guidance on an ongoing basis and this work will continue in 2025.

Appleby advises China Resources Building Materials Technology Holdings Limited on the registration and issuance of medium-term notes

The target subscribers for the 2024 First Tranche Medium Term Notes are institutional investors in the national inter-bank bond market of Mainland China.

Labuan IBFC wins Leading International Financial Centre (Asia Pacific) 2024 award

Labuan IBFC also made significant strides in expanding its international presence and facilitating greater collaboration across key markets.

ASIC announces new enforcement priorities with a focus on cost of living pressures

We will also target conduct that exploits superannuation savings, with a particular focus on unscrupulous property investment schemes.

SFC Circular on deficiencies and substandard conduct in management of private funds and discretionary accounts

The Circular applies to asset managers who manage private funds and discretionary accounts in the form of an investment mandate or a pre-defined model portfolio.

ASIC seeks feedback on proposed guidance on sustainability reporting regime

This includes specific guidance on ASIC’s approach to granting relief from the regime and use of its new directions power.

Hong Kong Approves First Brokers for Cross-Border Wealth Management Scheme

This announcement represents a key step for the brokerage sector and the WMC program, boosting financial connectivity within the Greater Bay Area and strengthening Hong Kong's wealth management industry.

Bank Indonesia and Monetary Authority of Singapore Further Extend Bilateral Financial Arrangement to 1 November 2027

The longer extension period of three years, compared to one year previously, reflects the good financial cooperation between the two central banks in preserving monetary and financial stability in both countries amid global macroeconomic uncertainties.

Legal, Regulation & Compliance

The Seventh Hong Kong-Switzerland Financial Dialogue

ASIC signals ongoing work to maximise benefits of the reportable situations regime Background

Ogier's Hong Kong team recognised for excellence in Legal 500's 2025 rankings

Promoting ongoing improvements in financial advice

ASIC welcomes recent IOSCO reports outlining key developments for global market regulators

HKMA Welcomes Launch of HKUST's InvestLM Generative A.I. Platform

MAS issues Prohibition Orders against Mr Loh Sheng Yang for Cheating, Forgery and Acquiring Benefits of Criminal Conduct

ASIC update on maintenance of regulatory guides

Appleby advises China Resources Building Materials Technology Holdings Limited on the registration and issuance of medium-term notes

Labuan IBFC wins Leading International Financial Centre (Asia Pacific) 2024 award

ASIC announces new enforcement priorities with a focus on cost of living pressures

SFC Circular on deficiencies and substandard conduct in management of private funds and discretionary accounts

ASIC seeks feedback on proposed guidance on sustainability reporting regime

Hong Kong Approves First Brokers for Cross-Border Wealth Management Scheme

Bank Indonesia and Monetary Authority of Singapore Further Extend Bilateral Financial Arrangement to 1 November 2027

Hong Kong Approves First Brokers for Cross-Border Wealth Management Scheme

SFC unveils first batch of brokers joining Wealth Management Connect Pilot Scheme

MAS Announces Plans to Support Commercialisation of Asset Tokenisation

PIF and Hong Kong Monetary Authority sign memorandum of understanding for investment fund at FII8

ASIC sues Oak Capital alleging unconscionable conduct designed to avoid the National Credit Code