07/08/2024
The Monetary Authority (MA) has imposed a pecuniary penalty of HK$10,000,000 against DBSHK for contraventions of the AMLO.
07/05/2024
China Everbright Water is an environmental protection company focusing on water environment management.
07/03/2024
The Monetary Authority of Singapore (MAS) has announced the first successful conviction for fraudulent over-the-counter bond trading under the country’s Securities and Futures Act
06/28/2024
Just over ten years have passed since the last SG NRA, and whilst some of the old threats remain the same, the influence and ubiquity of technology are the key drivers behind many underlying crime statistics.
06/28/2024
The consultation conclusions paper and updated FSP List are available on the websites of the SFC and HKMA (Note 3).
06/27/2024
Globally, money laundering activities are increasingly sophisticated, involving swift movements of large sums of illicit funds across jurisdictions, and affecting a significant number of victims.
06/26/2024
ASIC Commissioner Simone Constant said, ‘Bankers, dealers and market participants have important roles as gatekeepers to Australia’s financial markets and stewards of market integrity.
06/25/2024
While Regan did take the stand and appear as a witness for AMP during the Royal Commission, he purports that the allegations over misleading ASIC were aimed at AMP as a company, not him personally.
06/21/2024
The updated ML NRA synthesises the ML risks observed by the Singapore supervisory
06/18/2024
The funds include both funds finally forfeited and funds the department assisted in recovering and returning.
06/17/2024
Financial Sector Union president Wendy Streets said the union was against industry consolidation that may hurt competition
06/13/2024
The Appleby team was led by Partner Judy Lee.
06/12/2024
Profit levels remained in line with levels seen over the past decade.
06/11/2024
Some bankers have complained about the additional checks on new clients’ sources of funds and the extra challenges in monitoring accounts, add some sources
06/07/2024
These annual awards, which are part of WealthBriefing's global awards programme, recognise firms, teams, and individuals that have demonstrated innovation and excellence during the last year.
06/03/2024
This communication is part of APRA's ongoing commitment to supervising cyber resilience across industry, as outlined in its Interim Policy and Supervision Priorities update.
05/31/2024
Lin is the only woman in the case and she had S$153 million ($113 million) out of the S$170.5 million in seized assets forfeited to the state.
05/30/2024
The HFM Asia Awards are renowned in the finance industry, recognising the best in hedge fund performance, service providers, and individuals.
05/30/2024
The Doyle's Guide uses an entirely objective selection process to review lawyers and their firms amongst legal services consumers, peers and other industry professionals.
05/28/2024
The POs, which took effect from today, will prohibit all three individuals from providing any financial advisory service and from taking part in the management