12/20/2023
Central Wealth’s failure to ensure the accuracy of the financial returns was mainly attributable to its failure to appoint qualified and competent persons to prepare and review the financial returns.
12/18/2023
Citi targets to seek approval end of 2024 after tech buildout
12/15/2023
Four lawyers have been individually recognised for their expertise in this category.
12/13/2023
An FMC must conduct substantive fund management activity for all its segregated mandates and funds.
12/13/2023
On 6 December 2023, Mr Mink withdrew his application for stay and confidentiality orders.
12/12/2023
Larger and more complex banks are also required to hold capital against this risk.
12/12/2023
The FSCP makes administrative decisions on matters referred to it by ASIC that relate to the conduct of financial advisers.
12/11/2023
Agreement would ensure Filipinos experience ‘less exploitation and abuse’
12/07/2023
APRA also considered the level of capital on bank balance sheets and the expected performance of their lending assets.
12/07/2023
In response to this growth, the range of online trading providers offering trading in regulated investment products expanded.
12/06/2023
The petitioner then issued a summons to seek a letter of request for recognition and assistance pursuant to the Cooperation Mechanism.
12/01/2023
A court hearing for the case has been scheduled for December 1. Su has been held in remand since his arrest on August 15.
11/30/2023
A team of lawyers based in the firm's Hong Kong office, led by Corporate Partner, Juno Huang and assisted by Associate, Janelle Ho acted as Cayman Islands counsel to Winking Studios.
11/30/2023
The Monetary Authority (MA) has imposed a pecuniary penalty of HK$3,500,000 against CAHK for contraventions of the AMLO.
11/30/2023
The pause marks the seventh straight meeting at which officials have remained on the sidelines during this rate cycle
11/29/2023
The Conference is the first large-scale gathering of central bank governors in the city since the pandemic.
11/28/2023
Police are investigating a Chinese wealth management company owned by Zhongzhi Enterprise Group days after the firm told investors it was insolvent
11/27/2023
ADA is the latest achievement in a long history of close public-private collaboration among the HKMA
11/24/2023
Both the Hong Kong Monetary Authority and the FSRA hope to further promote inclusive and innovative financial services leveraging fintech and data in both markets.
11/22/2023
ASIC suspended Suetonius’s AFS licence to give the provider the opportunity to lodge its financial statements and audit reports.