11/03/2021
Companies incorporated on or after 31st October should submit the particulars of their registrable controllers within 30 days of incorporation, whereas companies incorporated before the 31st October 2020 should have filed this information by the 31st Dece
11/03/2021
"With these proposals, we strive to maintain the balance between providing retail investors convenient access to a range of investment products, while ensuring that sufficient safeguards are in place to enable them to make informed investment decisio
11/03/2021
Pursuant to section 921U(1)(b) FASEA is required to review instruments regularly.
11/02/2021
ASIC’s engagement with the financial advice industry has been broadened with the passage of the Better Advice Act (the Act).
11/02/2021
ASIC is seeking civil penalties, declarations and other orders.
11/01/2021
There were eight ESG funds in India with 120.85 billion rupees (US$1.6 billion) of total assets under management as of end-September 2021.
10/29/2021
Earlier this month, two deals fell through including an attempt to sell its Hong Kong headquarters in a proposed $1.7 billion deal and another deal involving part of its property services unit in a $2.6 billion deal.
10/29/2021
ASIC Deputy Chair Sarah Court said ‘ASIC has been concerned about the consumer harms associated with add-on insurance for some time.
10/29/2021
Ten finalists each were shortlisted through the Local Programme and the International Partner Programme.
10/29/2021
China’s strict data privacy law goes into effect on November 1, raising risks for online brokers, state media said recently
10/28/2021
Despite the doubters, China has not become uninvestable. But which Asian stock market has performed best since the MSCI China index was launched in 1992? Clue: it’s not China.
10/28/2021
Nasdaq-listed shares of Futu and Fintech have since plunged, amid concern that the sector will be next in Beijing's regulatory crosshairs
10/28/2021
Showerline and Gracro were involved in the manufacturing and selling of bathroom and/or plumbing goods.
10/28/2021
The disciplinary action follows Lau’s convictions under the Prevention of Bribery Ordinance (POBO) in May 2018 and the SFO in September 2020.
10/27/2021
ASIC will continue to follow up with trustees about areas for improvement in their conflict management frameworks.
10/27/2021
"We continue to work closely with market operators to identify and disrupt actions that threaten the integrity of markets"
10/27/2021
The team prepared and reviewed, negotiated and advised on all documents related to the scheme including the scheme document itself and the transaction agreements relating to the restructured facility and its related security documents.
10/26/2021
NSL was imposed by Beijing to Hong Kong on June 30 last year, prohibiting any activities deemed as subversion, secession, terrorism or colluding with foreign forces with a maximum penalty of life in prison.
10/25/2021
FIs will also be able to review the risk information shared on the platform using data analytics to disrupt illicit transactions.
10/25/2021
ASIC is seeking declarations, civil penalties, injunctions and disqualification orders against Mr Cohen, and declarations and injunctions against Mr Oayda.