05/01/2018
The proposed guidelines include a requirement that financial institutions, or “FIs” as it calls them, identify senior managers who are responsible for core management functions, and that they clearly specify these individuals’ accountabi
04/27/2018
Fintech players specialising in robo advisory services have been "engaging with the SC over the past several months", according to one source, and confirmed by another.
04/27/2018
"If what we're trying to do is ensure that good advice is to provided to Australian consumers, and that's sort of one of the general objectives it [ASIC] set out to do, then engaging with a licensee to ensure a business is on a footing wher