03/13/2019
The Deutsche analysts also note changes by the Australian Prudential Regulation Authority (APRA) to its related parties framework, prudential standard APS222.
03/13/2019
StanChart shuttered its cash equities business in 2015, but for UBS, formerly a top sponsor of IPOs in Hong Kong, the settlement – details of which haven’t been disclosed – must be a relief.
03/13/2019
Last November, Tim Leissner, who once headed Goldman Sachs’ Southeast Asian unit, pleaded guilty to violating US anti-bribery and money-laundering laws
03/13/2019
International standards are not the only battlefield.
03/12/2019
Bunch of fund managers recently got pre-approval from CBDT
03/12/2019
The commission had questioned the retail banks and AMP over charging such fees.
03/12/2019
In a discussion paper to be published in Money Management, Steinhardt said the culprits which had caused the problems were not the banks, financial institutions or the larger, well-resourced licensees and dealer groups.
03/12/2019
But the regulator said the firms had taken too long to identify systemic failures.
03/12/2019
The editorial team of China Business Law Journal presents the law firms whose performances stood out in the past year
03/11/2019
StanChart and UBS banker Cen Tian were also scheduled to appeal against disciplinary action taken by the Securities and Futures Commission (SFC) over alleged misconduct during a 2009 IPO that the two banks sponsored, or led.
03/11/2019
Shadow banking refers to financial activities conducted by unregulated lending institutions or off-balance-sheet activities by traditional financial institutions
03/11/2019
While the size of the buying was small relative to some of the HKMA’s interventions last year, continued weakness in the currency may prompt the central bank to drain more liquidity.
03/08/2019
Such ventures can register if they generate half their revenues from the business, and reinvest 70 percent of profits.
03/08/2019
Little progress has been made to date with only five SOEs completing the 10% asset transfer
03/08/2019
This comes as Japan's Nomura is awaiting a licence to launch a wealth business in China, while JPMorgan and Bank of Singapore, a unit of Asian lender Oversea-Chinese Banking Corp are among others considering entries, the people said.
03/08/2019
Government officials are permitted to seize computers, search networks, and access and copy any data they require.
03/08/2019
Central banks are becoming more transparent, including the People’s Bank of China, which also no longer desires to intervene so often in the foreign exchange markets
03/08/2019
Thanks to its territorial tax system, "offshore profits" derived by locally incorporated companies are tax exempted.
03/08/2019
This is a joint media release between the NSW Police Force and AUSTRAC.
03/08/2019
MAS proposes to expand the TRM Guidelines to include guidance on effective cyber surveillance