12/11/2020
On a case-by-case basis, the SFC may consent to just one MIC or one responsible officer (RO) ordinarily resident in Hong Kong to be named for the purposes of the October circular.
12/10/2020
The SFC thanks all members of the PRP for their valuable contribution to the work of the SFC, including the observations and recommendations made in the annual report.
12/10/2020
The FSCP currently supports ASIC in conducting banning orders against individuals for misconduct.
12/10/2020
All UniSuper directors' act in the best interest of our members, regardless of who first nominated them for appointment.
12/09/2020
In November 2018, ASIC obtained asset preservation orders over the assets held by the defendants.
12/09/2020
“An investment company may constitute its Audit Committee as its IOE or may engage the services of a custodian bank, trust entity or an external auditor to serve as such,” the SEC said.
12/09/2020
A director at Credit Suisse is co-founding a new party in Hong Kong to seek reforms and «promote a democratic political system best suited» for the territory.
12/09/2020
The investment reflects CGC's support for RELX's mission in striving for a smokeless future.
12/09/2020
The new consultation is a continuation of a process that responds to the Financial System Inquiry recommendations and ensures Australian banks meet the internationally agreed Basel III requirements.
12/09/2020
The central bank said in March that it planned to purchase 12 trillion yen worth of Japanese ETFs this year, double the amount bought in 2019.
12/09/2020
Under Australian regulation, a criminal cartel charge will result in a fine of up to A$10 million ($7.4 million) or triple the amount gained from the wrongdoing, whichever is greater, for the firm.
12/09/2020
The firm is also expected to roll out two ESG-focused products in the Lion City.
12/08/2020
“Central banks have been adamant they will not withdraw stimulus too quickly but we know that central banks love to talk the talk and then walk away very quickly if they think things are getting out of control,”
12/08/2020
Janet Yellen as the next US treasury secretary is good news for advocates of rules-based monetary policymaking
12/08/2020
“This process should not be a compliance exercise, rather it is part of good corporate governance for every entity to have a well thought out plan for managing stress.”
12/08/2020
Depending on when regulations are made, ASIC may shorten the period of the relief by a further legislative instrument.
12/08/2020
The SFC also began a consultation on proposals to amend the anti-money laundering and counter-financing of terrorism guidelines to align with international standards and provide guidance for applying these measures in a more risk-sensitive manner.
12/08/2020
Given the Australian banking sector is well-capitalised, the proposed changes are not expected to require ADIs to raise additional capital.
12/08/2020
Top bank regulator lists criteria for determining threats to financial system
12/08/2020
The magistrate, Jennifer Atkinson, did so on Tuesday, and the Federal Court proceedings are due to kick off before Justice Michael Wigney next Tuesday.