09/22/2020
The revelations underscore challenges for regulatory and financial institutions trying to stop the flow of dirty money despite billions of dollars of investments and penalties imposed on banks in the past decade.
09/22/2020
During this period, ASIC has successfully completed enforcement action in two long-running matters, Octaviar and Storm Financial, both of which related to directors’ duties obligations in Australia and resulted in civil penalties and disqualificatio
09/22/2020
Following a referral from the HKMA and a self-report by BEA
09/22/2020
The SEC's complaint alleges, for example, that a number of purchase orders were entered in Chen's brokerage account immediately following logins from IP addresses assigned to Yang's home address.
09/22/2020
The SARs contained in the FinCEN Files flagged bank clients in more than 170 countries who were identified as being involved in more than USD 2 trillion in potentially illicit transactions. Among the potentially suspicious transactions were more than USD
09/22/2020
Asset managers set to launch China’s first Star 50 Index ETFs
The funds will track the top 50 companies on Shanghai’s answer to Nasdaq
09/21/2020
The amendments set out the sources of information which licensed corporations should consider in their institutional risk assessments, and include guidance on the range of risk factors that should be taken into account when conducting such assessments.
09/21/2020
CIE said the appointment of WCM, a "top tier manager with an outstanding long-term investment track record", was a positive outcome for the company.
09/21/2020
Former Barclays Australia chief Cynthia Whelan will also join as s senior adviser.
09/21/2020
The proposal states that the tax concession only applies to carried interest distributed by PE transactions only.
09/21/2020
Due to the proximity between HK and Macao and the similar language and cultural background, there is plenty of vitality in talent mobility between the two cities.
09/21/2020
The AIIB is testimony to both the continuing potential for successful multilateralism and the need to carefully navigate the challenges and acknowledge the constraints that come with cooperation in today’s more divided world.
09/21/2020
The process led to a net inoculation of 80 billion Yuan into the market.
09/21/2020
Macquarie accounted for 72 per cent of the suspicious transactions by value, or $US123 million.
09/20/2020
Nicolas Moreau faces multiple challenges in transforming the asset manager while the parent bank undertakes restructuring
09/18/2020
Asia is the fastest-growing economic region globally, with more and more fintech companies looking to service this growth.
09/18/2020
BEA failed to segregate its client securities from proprietary securities in accounts maintained at two external custodians.
09/18/2020
As a result, he expects an increase in zombie firms that are unable to liquidate as well as liquidated firms that should be liquidated.
09/18/2020
Leung pleaded not guilty over the two counts of offering an advantage to an agent, highlighting that she did not offer the job in secret and that she had informed senior management of hiring Ang, which they did not object.
09/18/2020
Grow Super founder Josh Wilson and former Grow employee Ben Trevisiol have plead guilty to using insider information to place a bet.