10/06/2020
The Basel Committee on Banking Supervision reformed the LCR and NSFR ratios in response to the financial crisis to ensure that banks hold sufficient reserves of high-quality liquid assets and have adequate stable funding, to promote a more resilient bank
10/06/2020
At 3.5 million, the state of Sabah represents a little over 10 percent of Malaysia’s overall population of nearly 32 million.
10/05/2020
ASIC acknowledges the cooperative approach taken by ANZ to this litigation, which allowed the matter to be efficiently resolved by the Court.
10/05/2020
The offshore category is one of 28 awards to be announced on the night
10/05/2020
HKMA Directs Banks to Review, Enhance Sales Practices
In a new report, the HKMA has summarised the findings and good practices identified by the mystery shoppers.
10/05/2020
Auditors continued to sign off payment group’s accounts even after a whistleblower’s tip
10/05/2020
“We are excited to be one of the few systematic fund managers that have been granted a QFII licence so far, and to thereby gain wider access to China’s highly developed and liquid onshore market,” Antoine Forterre, co-chief exec
10/05/2020
Regulators seek increased transparency, disclosure for firms and products
10/05/2020
Banks will have to forgo six trillion rupees if interest on all loans are waived off, according to the government's affidavit.
10/04/2020
Section 203 of the Securities and Futures Act deals with the responsibilities of corporate officers to make necessary disclosures to the Exchange.
10/02/2020
At the time of the conduct, a contravention of s184 (2) of the Corporations Act 2001 attracted a maximum penalty of 200 penalty unit or imprisonment for 5 years, or both.
10/02/2020
Patricia Lee, Contributor at Regulation Asia, spoke to experts to find out how regulatory reporting requirements have been changing in APAC and what this has meant for data management practices at financial institutions.
10/02/2020
The regulatory guide also recommends member firms put in place robust risk controls
10/02/2020
This has already been used to complete the first round of self-assessments by 47 authorised institutions.
10/02/2020
Citadelle reportedly handled money for Wirecard in a trustee capacity, although it was not licensed to do so in Singapore.
10/02/2020
The SFC seeks comments primarily on institutional and customer risk assessments
10/01/2020
Over 11,180 advisers have sat the exam with 9 in 10 demonstrating they have the skills to apply their knowledge of advice construction, ethics and legal requirements to the practical scenarios tested in the exam,” FASEA Chief Executive Officer Steph
10/01/2020
China’s top four lenders – ICBC, Agricultural Bank of China, Bank of China and China Construction Bank – are designated as G-SIBs.
10/01/2020
The firm is at the center of one of the region's biggest corporate accounting scandals in recent years, having admitted that €1.9 billion is missing from its financial accounts.
10/01/2020
Magic Circle and white-shoe firms are present on the most prestigious and often complex deals.