07/21/2021
ASIC also found that Mr Bevan is not a fit and proper person, having regard to his connection to a refusal or failure to give effect to a determination by AFCA.
07/21/2021
Platform users will need to be on-boarded and will need to agree to FINI terms and conditions.
07/21/2021
The Awards, supported by PwC Singapore, brings together the FinTech Awards previously presented separately by MAS and SFA.
07/20/2021
“a financial institution that is considered systemic and closely interconnected with the national financial system due to its large scale of operations, in terms of deposits and investment size, among others”.
07/20/2021
The reforms will promote better information sharing about the performance history of financial advisers and mortgage brokers—focusing on compliance, conduct and risk management.
07/20/2021
The Appleby team was led by David Bulley, Partner in Appleby’s Hong Kong office, and Dean Bennett, Counsel in Appleby’s Cayman office with assistance from Alejandra Gonzalez Saucedo.
07/20/2021
The bonds are listed on the Hong Kong Stock Exchange.
07/19/2021
A year after receiving those briefs the CDPP on Friday informed ASIC no charges should be brought, after it had weighed up the evidence and the “relevant public interest factors”.
07/19/2021
In connection with G Medical's Nasdaq listing, Carey Olsen worked alongside US counsel Sullivan & Worcester LLP and advised the company on all Cayman Islands regulatory and legal aspects of G Medical's IPO and admission to listing.
07/19/2021
ASIC subsequently commenced an investigation into MyBudget to consider whether it was operating a financial services business without holding an AFS licence.
07/19/2021
The guidance has been re-issued following consultation with the Australian Restructuring Insolvency Turnaround Association (ARITA).
07/18/2021
The policy statement contains important messages for listed company boards and senior management on the regulatory expectations for those responsible for Listing Rule compliance.
07/16/2021
Global task force to cite regional lenders for inadequate ID verification
07/16/2021
The CDPP has now determined, on the basis of the available evidence and weighing the relevant public interest factors, that no charges should be brought for that conduct.
07/16/2021
China Oil and Gas is a national piped gas operator in China focused on providing natural gas to end customers through the operation of its own natural gas branch pipelines and city-gas distribution networks.
07/16/2021
The development will support companies seeking to scale and grow their venture into Asia-Pacific by offering through their international business expansion experts, serving as a central point of contact across services.
07/15/2021
Labuan IBFC and Z/Yen Group launch research findings enhancing the adoption of sustainability and inclusion
07/15/2021
The SFC’s proceedings against other former senior management of Anxin are ongoing.
07/15/2021
"Tiered" dispute resolution clauses of this nature can give rise to disputes as to extent of the obligations involved and whether there has been compliance.
07/15/2021
BetterLife Holding Limited provides dealership and maintenance services in the automobile industry, selling luxury and high-end automobile brands and associated after sales services, including repair, maintenance, insurance and private purchase financing.