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Legal, Regulation & Compliance

08/10/2023

Herbert Smith Freehills Advises IFM Investors on its Investment in Smart Urban Properties Australia

The embedded network space presents a number of highly attractive features, particularly for private capital investors, and SUPA is set for continued success with the support of IFM.

08/10/2023

ASIC consults on proposals to extend its short term credit and continuing credit contracts product intervention orders

If not extended, the short term credit and continuing credit contracts product intervention orders will expire on 15 January 2024.

08/09/2023

SFC Issues Warning: Virtual Asset Trading Platforms engaging in Improper Practices

These untrue and misleading claims give the public a false sense of assurance that the VATP is in compliance with the SFC’s regulatory requirements.

08/09/2023

Jenni Rutter named New Zealand IP Practitioner of the Year at the 2023 Managing IP Asia-Pacific Awards

This award is testament to the fact her clients trust her with their thorniest IP challenges and opportunities.

08/08/2023

Appleby Continues to Expand Its Asia Offering

Hannah is a native Mandarin speaker and fluent in English.

08/08/2023

Maintaining a strong focus on enforcing the law

Opening address by ASIC Deputy Chair Sarah Court at the General Counsel Summit, 7 August 2023

08/07/2023

Japan Watchdog Probes Credit Suisse AT1 Sales

This includes whether or not investors were aware of the possibility of a write-down to zero.

08/07/2023

ASIC suspends AFS licence of Probis Financial Services Pty Ltd

Probis may apply to the Administrative Appeals Tribunal for a review of ASIC’s decision.

08/04/2023

Singapore central bank plans anti-money laundering controls for single-family offices

“The revised framework will introduce a consistent set of exemption criteria from licensing requirements for SFOs to ensure that all SFOs are subject to anti-money laundering controls.”

08/04/2023

Signing of a Memorandum of Understanding with Abu Dhabi Exports Office

SMBC has been a leading provider of corporate finance, project finance, financial advisory and trade finance for the government and state-owned companies in UAE

08/04/2023

Allen & Overy advises ESR on Hong Kong’s first sustainability-linked loan for a brownfield data centre conversion project

It is the first SLL in Hong Kong for a brownfield data centre project.

08/03/2023

S238 in action: CICA clarifies approach to 'fair value' appraisal proceedings in Trina Solar

An independent Special Committee was appointed to evaluate the fairness of the offer, and it approved and recommended it to shareholders.

08/02/2023

Maples Group Advises Multi-Million Dollar China-Focused Hedge Fund

A team of lawyers based in the Group's law firm in Hong Kong acted as Cayman Islands legal counsel to Protium Capital.

08/02/2023

Harneys advises Endeavour United on the closing of its JP¥53 billion new Japan buyout fund

At the core of its investment strategy, Endeavour United aims to make value-oriented investments in companies with operational, transactional, or structural challenges and complexity.

08/02/2023

MAS seeks views on framework to combat potential money laundering at single-family offices in S’pore

To qualify for the proposed class exemption, SFOs must be incorporated in Singapore

08/02/2023

Hong Kong shifting landscapes of philanthropy and how family plays a part in it

With so much wealth accumulated within the region, many HNWIs turn to philanthropy as a means to support causes and help communities in lack.

07/31/2023

Former investment manager Brett Paul Trevillian charged with creating fraudulent documents

The matter will next be in court on 26 September 2023 at the Downing Centre Local Court.

07/28/2023

ASIC imposes additional licence conditions on Shartru Wealth Management Pty Ltd

Shartru has held AFS licence no. 422409 since 30 July 2012.

07/27/2023

No Signboard CEO Lim Yong Sim charged with share price rigging

The charges arose from a joint investigation by white-collar crime busters, the Commercial Affairs Department and the Monetary Authority of Singapore.

07/27/2023

ASIC appoints Morgan Stanley to sell shares in The Market Herald Limited

The sale follows a decision by the Takeovers Panel (the Panel) to vest shares in the Commonwealth for sale by ASIC.

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