08/28/2018
Baidu gets China fund distribution licence
The company also has to strengthen risk controls and sales management and protect investor interest to comply with regulatory requirements, CSRC adds.
08/28/2018
The company also has to strengthen risk controls and sales management and protect investor interest to comply with regulatory requirements, CSRC adds.
08/28/2018
Based on two weeks of case studies, Hodge doubted neither the approach of APRA or ASIC to regulate superannuation entities is sufficient to achieve specific or general deterrence of misconduct.
08/28/2018
The strategy was developed in collaboration with RobecoSAM, a dedicated sustainability investing business.
08/28/2018
The words 'impartial' and 'unbiased' are also prohibited.
08/28/2018
Other foreign fund houses have set up a wholly-owned business in China through an IM WFOE structure.
08/28/2018
OneVue is building a private-label platform for a $6 billion boutique investment manager.
08/28/2018
The charges cover approximately USD260 million in funds that Low is accused of receiving between December 2013 and June 2014.
08/28/2018
A cross-industry body that includes brokers and banks will on Tuesday point to signs of progress, including the phasing out of "volume-based" and "campaign-based" commissions.
08/27/2018
“As a leading universal bank in ASEAN, we have always perceived our role as going beyond providing great financial products and services.
08/27/2018
The CBI has said that Mehta along with others purchased gold from bullion banks abroad such as the Bank of Nova Scotia, Standard Bank, and Standard Chartered bank against the Standby Letters of Credit issued by Indian banks.
08/27/2018
Advice firms need to have adequate processes and controls in place to ensure any public statements they make comply with the Corporations Act.
08/27/2018
Britain has pushed a strong message to Chinese companies that it is fully open for business as it prepares to leave the EU next year
08/27/2018
The Royal Commission inquiry into financial services misconduct began earlier this year
08/27/2018
Bank of Baroda selling its subsidiaries in Ghana, and Trinidad and Tobago, is seen as part of a strategy to rationalize international operations
08/24/2018
China is poised to block more than 120 foreign cryptocurrency exchanges as part of the government’s broader crackdown on activities related to digital money, according to state media. Authorities will block access in China to 124 websites operated
08/24/2018
The dummy companies then routed these funds to an entity called Docklands Investment Ltd.
08/23/2018
The Consultation builds on the FCA’s proposal earlier this year to create a “global sandbox” for innovative financial services firms.
08/23/2018
The awards ceremony will be held on September 20 at the Island Shangri-La in Hong Kong.
08/23/2018
The new partners include Zhongran Lian who specializes in commercial arbitration and litigation with over 30 years of experience advising both state owned and private companies.
08/22/2018
Ms Kitchen also reaffirmed her view that the firms should not be broken up.