04/05/2019
The SFC’s had proposed for brokers to put in place prudent controls to prevent excessive leverage and over concentration both in terms of securities collateral and individual margin clients.
04/04/2019
The bank, which counts two of China’s largest tech companies Tencent and Alibaba as among its major shareholders, said it can strike a balance between their interests
04/04/2019
The HID Risk Management Solution, a real-time risk profiling technology that protects financial transaction systems and banking applications against cybercriminals, is offered as part of the same suite of cloud services.
04/04/2019
A number of industry leaders including a wealth management CEO have debated whether ASIC’s new enforcement approach following the royal commission will actually bring about effective outcomes.
04/04/2019
The group was under surveillance by ASIC after the number of advisers calling the licensee home rose significantly in a short period of time.
04/03/2019
Beginning Wednesday, prosecutors will seek to convict the former head of state on seven of a total 42 charges brought against him
04/03/2019
Nine years since ISO 20022 was first intruded for securities, 27 securities market infrastructures are live on the standard around the world.
04/02/2019
Banks are given 180 days from the first day of default to finalise and implement a resolution plan.
04/02/2019
“The decisions adopted today will strengthen cross-border trading, enabling businesses in the EU and Singapore to access deeper pools of liquidity and hedge risks more efficiently,” said MAS Chairman Tharman Shanmugaratnam.
04/02/2019
The Refit will also streamline existing rules to improves the quality of data reported
04/01/2019
The accreditations are objective proof of our strong control environment.
04/01/2019
Those "referrals", which the bank had decided were faked, had reaped payments for AU Gold Realty of $24,000.
04/01/2019
ANZ Banking Group is relying on existing European branches and licences.
04/01/2019
The Vietnamese government wants to facilitate the growth of a sharing economy. But it lags behind other ASEAN nations with regulations governing the peer-to-peer (P2P) industry.
04/01/2019
HSBC also holds 51 percent of its securities business in China, but it does so under rules that allow Hong Kong-based companies special access.
04/01/2019
The information it’s seeking includes cybersecurity risk, management, operating models for the plan’s administration, as well as implementation and deployment strategies.
04/01/2019
The EU list of noncooperative jurisdictions was initially released in December 2017 as part of the EU's initiative to tackle tax avoidance and evasion and promote fairer taxation within the EU and globally.
04/01/2019
Disability income insurance claims showed AMP takes about 3.2 months to process, followed by AIA Australia at 2.5 months and ANZ OnePath at 2.4 months.
03/29/2019
CBIRC to continue its opening-up efforts and improve the business environment to attract financial firms
03/29/2019
In response to a question taken on notice at Senate estimates, ASIC said it had "approximately 20 matters within its expanded wealth management project scoped for investigation of criminal offences".