04/09/2019
At the heart of the investor suitability obligation is the prohibition on asset management firms against recommending high-risk products to investors of low risk-bearing capacity, where there is a mismatch between the risks and their capacity.
04/09/2019
Asia head Rossen Djounov explains Asia-Pac damage control, lessons learned and the firm’s regional plans.
04/05/2019
It will also force tech platforms to disable fake accounts operated by bots and block advertisements on fake news sites, thereby cutting off their revenue streams.
04/05/2019
It is just a fraction of the hundreds of millions of dollars that he allegedly stole.
04/05/2019
The Department of Justice in October indicted Ressa, and online news platform Rappler (www.rappler.com), for attempting to evade taxes by not reporting gains of almost $3 million in the company’s 2015 tax returns.
04/05/2019
Unfeasible expectations can dampen or even derail the transaction.
04/05/2019
Licensees were given a two-year transition to obtain a licence variation for authorisation
04/05/2019
Repo rate cut will boost property sector, investment
04/05/2019
The return on equity at South Korean brokerage firms in the last five years average
04/05/2019
The SFC’s had proposed for brokers to put in place prudent controls to prevent excessive leverage and over concentration both in terms of securities collateral and individual margin clients.
04/04/2019
The bank, which counts two of China’s largest tech companies Tencent and Alibaba as among its major shareholders, said it can strike a balance between their interests
04/04/2019
The HID Risk Management Solution, a real-time risk profiling technology that protects financial transaction systems and banking applications against cybercriminals, is offered as part of the same suite of cloud services.
04/04/2019
A number of industry leaders including a wealth management CEO have debated whether ASIC’s new enforcement approach following the royal commission will actually bring about effective outcomes.
04/04/2019
The group was under surveillance by ASIC after the number of advisers calling the licensee home rose significantly in a short period of time.
04/03/2019
Beginning Wednesday, prosecutors will seek to convict the former head of state on seven of a total 42 charges brought against him
04/03/2019
Nine years since ISO 20022 was first intruded for securities, 27 securities market infrastructures are live on the standard around the world.
04/02/2019
Banks are given 180 days from the first day of default to finalise and implement a resolution plan.
04/02/2019
“The decisions adopted today will strengthen cross-border trading, enabling businesses in the EU and Singapore to access deeper pools of liquidity and hedge risks more efficiently,” said MAS Chairman Tharman Shanmugaratnam.
04/02/2019
The Refit will also streamline existing rules to improves the quality of data reported
04/01/2019
The accreditations are objective proof of our strong control environment.