05/20/2019
ASIC said financial firms should view internal dispute resolution as an opportunity to resolve the issue before it is considered for filing to the Australian Financial Complaints Authority.
05/17/2019
Vincent commented on the transaction: “QTC Care is a pioneer in the growing technology health sector in China.
05/17/2019
"This new framework with the AFM will open up opportunities for the asset management industries in both markets and provide investors in Hong Kong and the Netherlands with more investment choices.
05/17/2019
Financial firms will be required by ASIC to meet the new standards when they deal with consumer complaints through their Internal Dispute Resolution arrangements.
05/17/2019
With lawmakers and regulators around the world clamping down on technology companies, the European Union has become one of the fiercest critics of tech companies.
05/17/2019
FASEA chief executive Stephen Glenfield said advisers should register as early as possible.
05/17/2019
"Our new service will give customers complete control of when and how they want to review their financial plan," ANZ managing director private banking and advice, Mike Norfolk said.
05/17/2019
Client facilitation services have been a focus area for the SFC since 2016
05/17/2019
The transaction marks an important milestone for the start-up environment in Hong Kong with the HKSFC aiming to ensure its regulatory standards are in line with international regulations to build a welcoming environment for financial technology companies
05/16/2019
China’s current pension system still mostly relies on the state-run basic pension fund for urban workers and rural residents, or the first pillar, which accounts for more than 70% of the system, about 4.4 trillion yuan ($640 billion).
05/16/2019
Mr Samios commented: “For years, I would refer out wealth advice to other people. But then your customer has to go have a meeting with someone you don’t really know even after they have already given you all this information for the mortgage b
05/16/2019
While a relationship between fund size and net return exists, Frontier said this factor is by no means conclusive.
05/16/2019
The platform, which has been launched in Hong Kong and Singapore this month, will provide flat advisory fees to investors.
05/15/2019
The HKMA looks forward to working together with BOT and seeing the positive outcome from our joint effort.”
05/15/2019
The adviser, Chang Hsiu-mi, was subpoenaed by Taipei District Prosecutors’ Office last Wednesday (8 May)
05/15/2019
Northeast and Southeast Asian partners prioritize economic ties over frictions
05/15/2019
Effectively, disclaimers and checkboxes ubiquitous in the financial world online allow false or partial "reverse inquiry" transactions
05/15/2019
The principles also seek to ensure timely continuity of critical services and fulfilment of business obligations in the event of disruptions.
05/15/2019
The liberalisation of the CIBM in recent years has created a alternate route for international investors to access onshore bonds.
05/14/2019
The firm is calling for entries from individuals or teams across India