02/11/2020
UBS AM leads in China onshore fund race
In total, UBS Asset Management has 10 private funds sold in the mainland.
02/11/2020
In total, UBS Asset Management has 10 private funds sold in the mainland.
02/11/2020
Appleby acted as offshore counsel in listings on both the Main Board and the Growth Enterprise Market of the Hong Kong Stock Exchange.
02/11/2020
Taylor is the first of the regulators staff to testify.
02/11/2020
ASIC found that Spectrum did not take reasonable steps to ensure its representatives complied with the law.
02/11/2020
The legislation grants broader powers to the Australian Securities and Investments Commission , the ATO, and liquidators to address phoenix activities and to prosecute culpable directors.
02/10/2020
He advises Thais to invest in the new funds regularly throughout the year “to create a savings discipline for financial well-being”.
02/10/2020
The MAS has also reminded financial institutions that they should remain vigilant on the cybersecurity front as there have been cases of cyber threat actors taking advantage of the 2019 Novel Coronavirus (2019-nCoV) situation to conduct email scams
02/10/2020
By doing so, Tse not only breached RHBSHK's internal policies and the Code of Conduct, but also seriously compromised his role as a research analyst and called into question the objectivity of the research reports he prepared.
02/10/2020
It also contains brief sections on the impact of Brexit on contracts and the discontinuance of Libor.
02/10/2020
SC on February 6 notes the growing adoption globally of SRI as an investment principle has made it imperative for Malaysian publicly-listed companies to be equipped to meet the global sustainability standards
02/09/2020
The discussion paper acknowledges recent data breaches in Hong Kong, and notes the rapid development of new technologies which have driven the increased collection and processing of personal data.
02/09/2020
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02/07/2020
Ensuring that financial service suppliers can transfer data, including personal information, across borders by electronic means if this activity is for the conduct of the business of a financial service supplier.
02/07/2020
The paper didn't specifically disclose whether Credit Suisse had ordered the surveillance.
02/07/2020
Low was a person of known concern to Goldman, and his involvement indicated heightened potential underwriting risks.
02/07/2020
Former Cavenagh Law managing partner and counsel pair up to set up Audent Chambers
02/07/2020
MacDonald House, situated across the road from Dhoby Ghaut MRT station, was initially built for a bank.
02/07/2020
Deutsche Bank’s renewal agreement will cover 12 markets and will support its growth in the region which converges with the Asian asset management industry’s ‘hyper growth’, set to reach USD 112 billion by 2025*.
02/06/2020
“The formation of subcommittees is now underway. But we are not sure when we could conclude the process."
02/06/2020
It also saw the advisers receive higher commissions than they would have by simply transferring the policies.