02/10/2020

MAS Urges Financial Institutions to Adopt Additional Measures

The MAS has also reminded financial institutions that they should remain vigilant on the cybersecurity front as there have been cases of cyber threat actors taking advantage of the 2019 Novel Coronavirus (2019-nCoV) situation to conduct email scams

02/10/2020

SFC bans Christopher Tse for 12 months

By doing so, Tse not only breached RHBSHK's internal policies and the Code of Conduct, but also seriously compromised his role as a research analyst and called into question the objectivity of the research reports he prepared.

02/06/2020

AMP to pay $5m for churn

It also saw the advisers receive higher commissions than they would have by simply transferring the policies.