09/01/2020

ASIC names operations, risk leads

In the financial advice sector, ASIC will continue to identify unlicensed advice and take "swift action," against misconduct.

09/01/2020

Standard Chartered appoints Anthony Lin as CEO of GBA

The appointment of the CEO of GBA reflects our long-term commitment in the Greater Bay Area, where financial and economic activity growth is creating greater demand for crossboundary services due to favourable policies.

09/01/2020

QBE chief exits after workplace complaint

Following the investigation, the board concluded Regan's "poor judgement" concerning workplace communications did not meet the standards set out in its group code of ethics and conduct.

08/28/2020

More staff to exit AMP Capital

Three senior staff in the AMP Capital listed equities team have signalled they will be departing the investment business, including the global chief investment officer of equities and head of Australian equities.

08/28/2020

AMP Capital's door keeps revolving

"Our new strategy recognises our investors in the Ethical Leaders Fund range want strong ESG management of their funds and as well as strong returns."

08/27/2020

Citi adds compliance head

She will oversee the bank's compliance function for the institutional and consumer bank