06/23/2021
ASIC recognises that authorised participants perform an essential market making function in the market for ETFs, and that competition between market makers facilitates market efficiency and can produce benefits for retail investors.
06/22/2021
The $2tn manager believes China will become a core part of global portfolios across asset classes due to Beijing's caution in embracing unconventional monetary policy.
06/22/2021
Returning to the workplace will allow bankers to attend in-person meetings and help secure more deals in a market where mergers and underwriting deals are set to pick up pace
06/20/2021
The focus of the Chennai office will be on advising clients on general corporate and commercial advisory, M&A, Private Equity and Venture Capital, Solvent and Insolvent Restructuring, Private and Public Investments, among others
06/20/2021
Centrum said that the RBI's in-principle approval is a validation of Centrum's proven expertise in financial services and BharatPe's Digital Leadership, both essential for setting up a New Age Bank.
06/18/2021
China escalates crackdown on $US1 trillion market
“Cash wealth management products are riskier and less transparent,”
06/18/2021
ASX200 sexual harassment transparency needed: ACSI
But board discussion on sexual harassment was generally prompted by media coverage (29%), an incident in the industry (25%) or a concern raised by a worker (24%).
06/18/2021
The relief applies to all superannuation trustees for a period of 18 months, ending 31 December 2022.
06/17/2021
ASIC has made inquiries of 15 entities on 22 matters.
06/17/2021
An estimated 2.5 trillion yuan ($390.5 billion) of the products are currently invested in assets that will soon become non-compliant, and need to be swapped for lower-yielding, high quality investments by the end of next year.
06/17/2021
NAB working with Accenture on massive compliance fix
The National Australia Bank has brought in professional services giant Accenture on a secret project to combat shortfalls in its financial crimes compliance
06/17/2021
MAS has maintained ample SGD and USD liquidity in the banking system through its daily market operations.
06/16/2021
The Singapore Courts might also have been expected to place more emphasis on the buyer’s refusal to comply with procedural directions, including the direction to submit written witness statements.
06/16/2021
ASIC found Mr Hutchison misled or deceived his clients by failing to disclose that they had been charged advice fees twice and failed to comply with the proper process for remitting and reporting the fees.
06/16/2021
The BSC and SCC seek to align the incentives of financial adviser (FA) firms, representatives and supervisors with their customers’ interests, to promote a culture of fair dealing.
06/15/2021
The transaction is a key step in FinClear's plan to enhance its service offering to larger stockbrokers, a key target market within its already diverse client base that includes financial planners, stockbrokers and wealth managers, wealth platforms,
06/15/2021
“So, I just can’t see how that [career break] option applies. Ultimately, we need clarification from FASEA.”
06/15/2021
INFO 256 answers frequently asked questions about the obligations that apply to fee recipients in relation to ongoing fee arrangements, fee disclosure statements (FDSs), and ongoing fee consents.
06/15/2021
As part of the effort to tackle cross-border financial crime, the member nations collaborate internationally to reduce the growing threat to tax administrations posed by cryptocurrencies and cybercrime and to make the most of data and technology.
06/15/2021
The Baker McKenzie team worked closely with Equinix's internal legal team led by Andrew Sterneberg, supported by Truda Agostino for real estate.