04/28/2022
Regulators and bankers had hoped the approval would draw mainland China investors to list SPACs, which raise cash to buy private firms which are then listed through the vehicle.
04/28/2022
The annual turnover of the organisation will be ascertained from its most recent audited accounts available at the time the financial penalty is imposed.
04/25/2022
Westpac penalised $113 million
The sheer scale of this impact suggests that, at the time, Westpac had a culture that did not prioritise compliance.
04/25/2022
Tian stepped down from the role earlier this month following the bank’s single trading session since 2015, with $11 billion of market value erased in one day.
04/25/2022
The local banking industry, similar to that in other international financial centres, contributed over 80% of suspicious transaction reports filed to the Joint Financial Intelligence Unit
04/24/2022
In Hong Kong, the spotlight was on block trades Morgan Stanley first executed for Chinese pharmaceutical firm WuXi Biologics in 2020, the report added.
04/24/2022
Marape voiced support for the counsel assisting the commission's recommendations earlier this week to penalize UBS’ Australia arm
04/21/2022
One way that this regulatory gap may be breached is to implement a digital advisory platform that is ESG and MiFID 2 compliant, underpinned by a goal-based investment planning and advice execution workflow. This will enable institutions to adopt a consist
04/19/2022
Dixon Advisory has a right to seek a review of ASIC’s decision at the Administrative Appeals Tribunal.
04/19/2022
The fund will focus on venture and growth stage investments and leverage the investment team’s extensive industry network to access proprietary deal sourcing opportunities in the Smart Electric Vehicle (EV) industry value chain and the related ecosy
04/18/2022
With a significant proportion of Cayman Islands companies representing a majority of all the companies listed on the HKEX, it is expected that Cayman Islands exempted companies will continue to be the SPAC issuer vehicle of choice for Hong Kong SPAC IPOs.
04/18/2022
The target issuance size of this retail green bond is HK$15 billion.
04/18/2022
The FinTech Bridge will support both FinTech ecosystems now and in the future
04/14/2022
As part of the MoU, the parties will set out a framework and identify major areas for digital development in the Territory.
04/14/2022
Both Sato and Yamada have denied the charges
04/13/2022
"The launch of the EY New Zealand financial services practice is another example of our ongoing commitment to providing professional services and support to the financial services sector."
04/13/2022
The SFC considers that Poon has also failed to act with due skill, care and diligence, and in the best interests of the clients when carrying on business activities.
04/13/2022
They include companies or individuals who are directly engaged for such services, third-party providers that support such companies, and resellers of the licensable cybersecurity services.
04/12/2022
WA has competitive advantages in the renewable hydrogen market, including wind and solar resources and vast areas of land with low population density.
04/12/2022
In view of the very short time frame before implementation, potential applicants for a Section 13O/U incentive should consider whether it is feasible for them to make ‘preliminary submissions’ this week.