02/23/2015
The Singapore Exchange (SGX) has released a disclosure guide aimed at aiding companies’ compliance with the country’s corporate governance regulations
02/23/2015
NAB Wealth has compensated clients who received bad advice
02/23/2015
Facing a multi-nation probe for "alleged tax evasion, money laundering and unlawful cross- border banking solicitation", global giant HSBC today said it has been served summons by the Indian tax department
02/22/2015
It's a word that managers in Australia's banks may not be familiar with, but should be: attestation.
02/22/2015
It was revealed by Fairfax Media over the weekend that NAB had quietly paid $10 million to $15 million in compensation over the past five years to 750 customers who received inappropriate advice.
02/22/2015
The Reconstituted Advisory Board on Bank, Commercial and Financial Frauds (ABBCFF) has so far looked into three cases and has given its recommendations
02/20/2015
ASIC restated that EUs would not be used for trivial matters but would continue to be considered in more serious cases
02/20/2015
The New Zealand Superannuation Fund is heading to court
02/20/2015
As a result, promoters and investors from further afield have become more cautious about raising money from within Europe because of what they regard as a growing compliance burden and increased costs.
02/18/2015
Singapore’s financial regulator said it’s assessing a report by Iceberg Research that alleged accounting irregularities at Noble Group Ltd. Shares in the commodity trader rose
02/17/2015
We were delighted to advise longstanding client Man Group on its first QDLP fund
02/17/2015
Regulators fearful of crimping global growth give lenders special treatment
02/17/2015
The Philippine central bank, Bangko Sentral ng Pilipinas (BSP), has approved changes to the manual of regulations on foreign exchange transactions (FX Manual)
02/16/2015
Asian financial institutions will continue to raise capital this year in order to meet the upcoming Basel III deadline in 2019
02/15/2015
An EU is a deal between the regulator and a company which avoids potentially lengthy and expensive legal action.
02/15/2015
Fast-expanding accountancy firm BDO just got bigger in Brisbane.
02/13/2015
It was one of 10 new RQFII permits to be announced, five of which went to Korean asset managers as they step up their international diversification drive.
02/13/2015
UBS Group AG and Nomura Holdings Inc. were also sued by the school operator last year for a total of 8.8 billion yen
02/12/2015
FMA should have told the market what is being investigating at Milford and given an assurance of a full report.
02/12/2015
Ex-insurance boss Chen Yi receives most severe punishment yet for illegal wealth products