12/21/2015
ASIC was concerned that UBS Securities' control framework relating to its research function, and its compliance with that framework, at the relevant times was not adequate for an investment bank of UBS' size and complexity
12/21/2015
The CBDT spokesperson further revealed that AEOI will help create an environment of transparency between 75 countries that have signed the MCAA
12/18/2015
This was likely to have the effect of creating an artificial price for trading in the affected MINIs on ASX.
12/17/2015
Insurance giant IAG New Zealand is reassuring customers about the cancellation of two of its insurance licences.
12/17/2015
AFR Asia Pacific Ltd has been approved as Lloyd’s first registered broker in Malaysia, making it one of only 219 Lloyd’s registered brokers across the world
12/17/2015
Implications for Hong Kong?
12/16/2015
Yet policy makers are signaling they are not ready.
12/16/2015
Emerging opportunities in e-commerce, finance and new ways to appeal to China’s increasingly sophisticated consumer base, are transforming the commercial landscape for investors.
12/16/2015
The court also handed down 25.2 billion won (S$30 million) in fines.
12/16/2015
The application related to the interests of the deceased in a BVI company called Five Star. Five Star held a substantial number of shares in Paladin, a listed Hong Kong company, which in turn owned a valuable property on the Peak (Peak Property).
12/16/2015
The G20 Leaders have repeatedly stressed their commitment to automatic exchange of information, most recently at their November meeting in Antalya, Turkey.
12/16/2015
Regulators are working more closely than ever before
12/16/2015
Former BBC executives get six years for cheats in 1996
12/15/2015
This points to the streamlining and trimming of the existing regulatory framework.
12/15/2015
The licence will be for onshore wholesale banking through a branch, and a call for expressions of interest will be made in early 2016
12/15/2015
Control failures also led the bank's broking and securities units to breach the rules governing how short sale trades are aggregated and documented.
12/15/2015
ASIC also found Tidbury failed to accurately disclose fees associated with the advice and failed to provide sufficient information to clients about the charges associated with the switching of their financial products.
12/14/2015
Swiss bank’s colossal raisings take it back to mountain top
The colossal raisings from the nation’s largest lenders, prompted by a tightening regulatory environment, propelled ECM activity volumes back to levels last seen in 2009, the peak of the global financial crisis.
12/14/2015
Guo’s disappearance came in the midst of a far-reaching crackdown on corruption launched by President Xi Jinping.
12/14/2015
The report, compiled by Simon Wallace-Smith and Richard Hughes of Deloitte and released to The Australian by the court, also reveals that a Cayman Islands vehicle linked to the 1MDB scandal is the owner of the Avestra Credit Fund, which backed a takeover