11/02/2017
1MDB saga: Singapore Issues Prohibition Orders Against Two Individuals
MAS Has Issued Prohibition Orders POs Against Two Individuals For Activities Related To The Ongoing 1MDB Saga
11/02/2017
Billionaire Accused Of Treating Assistant As Sex Slave Slapped With Slander Suit
The Chinese Billionaire Accused Of Treating His Personal Assistant As A Sex Slave
11/02/2017
Indian banks need reform, not just recapitalization
Government financial package will fail without further action
11/01/2017
AllianceBernstein slashes retail fees
Driscoll described AB as a global leader in the conversation about changing fee models in active management
11/01/2017
Swiss Banker Loses Appeal
The POs issued have ranged from six years to lifetime professional bans.
11/01/2017
Swiss Banker Loses Appeal
MAS made clear it will take a tough line on banker integrity and proper conduct.
10/31/2017
S&P hit with historic court decision
SPB is also pursuing similar class actions concerning SCDOs issued by Lehman Brothers Australia, ANZ and Oakvale Capital.
10/31/2017
Singapore Court Imposes Bigger Penalties in Share-Trading Case
Regulator Sees Policy Need To Deter Unauthorized Stock Trades
10/31/2017
BlackRock CEO Larry Fink on housing, banks and investing
But only in the context of what is best for the long-term interests of all shareholders.
10/31/2017
World-leading Australian RegTech Companies Named on the RegTech 100 list
Some of the most exciting companies on the list include CXi Software based in Melbourne.
10/30/2017
The lnsurance Commission has the authority to hear and decide cases for violation of the Philippines’ insurance code and impose penalties if warranted.
10/30/2017
President Joko Widodo’s government stopped doing business with the largest U.S. bank after it downgraded the Southeast Asian nation’s equities by two notches
10/30/2017
Banks will be given until Sept. 1, 2018, to develop or revise their policies and procedures in line with the new guidelines.
10/27/2017
Regulator Updates Funds Management Rules
The guidance that has been updated covers topics including establishing and registering a fund, fund constitutions, compliance and oversight, asset holding, discretionary powers, and foreign passport fund powers.
10/27/2017
Former NAB adviser sentenced for forging documents
As the matter was heard summarily, the maximum sentence available for each offence was two years imprisonment.
10/27/2017
ASIC expands network of fintech cooperation agreements to Switzerland
‘This agreement cements an already strong relationship with FINMA, and we look forward to ongoing collaboration in the fast-paced fintech environment in both countries.’
10/25/2017
Employees At Almost All Of Shoko Chukin Bank's Offices Across Japan Falsified Documents To Make Low-Interest Loans
10/25/2017
The new partners of the firm reflect the global footprint of Ropes & Gray.
10/25/2017
The HKMA will continue to discuss and work with relevant stakeholders to facilitate the transformation of our banking system to a new and higher level of Smart Banking.
10/25/2017
Bongard Was Granted Cash Bail Of HK$100,000