09/11/2018
FundForum: European Policy Impacts on APAC Asset Managers
Under MiFID II, which went live from January 2018, investment research is required to be priced separately from trade execution.
09/11/2018
Banks set to face massive class action over rip-offs
There would be a series of announcements over the coming "weeks and months", it foreshadowed.
09/11/2018
"It's been about lining their own pockets, about propping up their profits and undermining the entire superannuation scheme," Slater & Gordon head of class actions Ben Hardwick told reporters.
09/10/2018
The construction of the data centre’s core and shell as well as first phase fit-out is expected to be completed by the first half of 2020.
09/10/2018
Treasury said the consultation period on the second phase will run until late January and will be followed by two more rounds of consultation during 2019, suggesting any further legislative changes will be some time away.
09/10/2018
People who accidentally miss-type the wrong number have to go to their bank to ask for the money to be paid back and the bank must get the consent of the account holder to whom it has been accidentally transferred.
09/10/2018
The tools to mitigate worst of business cycles have also evolved since bank's collapse
09/09/2018
The agency under Guo has imposed penalties as large as $110 million, fired banks executives, and publicly disclosed the violations.
09/09/2018
The report was submitted by a panel headed by HR Khan, former deputy governor of the Reserve Bank of India.
09/09/2018
The banners were intended for the team investigating the case of the Shanghai-based wealth management company Fuxing Group
09/07/2018
Choksi is at the centre of controversy surrounding a desire by the Indian administration to have him extradited from Antigua to face charges for an alleged US $2 billion bank fraud in India.
09/07/2018
The commencement of this civil penalty action is part of ASIC’s broad-ranging and significant investigations currently underway into fee for no service failures in the financial services industry
09/06/2018
MAS said it will closely monitor OCBC's rectification measures following the service outage, and take suitable supervisory actions if necessary.
09/06/2018
“Firstly, at a macro level, to identify characteristics of effective regulation that could be strengthened,”
09/06/2018
The firm declined to provide further information on its QDLP plans.
09/06/2018
The authorisation further enables SANNE to provide an enhanced suite of services to Asia-Pacific (APAC) alternative investment managers, in addition to its existing offering as a trust or company service provider.
09/05/2018
APRA said it will delve further into tax refunds paid to a related party thanks to the Suncorp Portfolio Services Limited (SPSL) case study - which may not be consistent with the requirements of Prudential Standard SPS 231 Outsourcing.
09/05/2018
In April, SEBI had asked Category 2 and 3 FPIs to provide a list of their beneficial owner in a prescribed format within six months.
09/04/2018
LGS currently manages over A$11 billion of assets for some 90,000 members of the pension fund.
09/04/2018
UBS’s launch may bolster the foreign-exchange trading infrastructure in Singapore