05/05/2020

Eurex seeks Hong Kong clearing licence

It was granted a Singapore clearing license in September 2019, and a Japanese license in March 2020, denominated as a “foreign financial instruments clearing organisation”, in which the local entities are able to clear directly with the CCP.

04/30/2020

Former Spectrum Wealth, NAB advisers banned

ASIC said Myers failed to identify her client's relevant circumstances or investigate whether the SMSF would achieve her clients' financial objectives beyond their desire to purchase property.

04/30/2020

DASH launches LDB platform for regulatory capital compliance

The modernized version of DASH’s LDB platform, DASH 360R, automates the calculation and reporting process, as well as any firm-specific requirements, easing significant back-office operational challenges faced by brokers and clearing firms.