11/01/2021
Because compliance relies on data that is often collected from disparate systems, the manual processes that have long been the standard are particularly error-prone and expose firms to the risk of penalties.
10/28/2021
Around 200 companies are waiting in the wings to launch their IPOs in Hong Kong, including about 50 from the healthcare sector, Aguzin said on an Oct. 27 call.
10/27/2021
“There is a 20-year-old definition of what an adviser does, we need to bring it into the 21st century especially in terms of regulation,”
10/21/2021
Australia can learn from the experience of other markets, in particular the UK, where the advice industry went through its own regulatory overhaul following the GFC.